NEW YORK HEADQUARTERS
ABOUT THE BRANCH
Wellington Shields & Co. LLC is headquartered in the heart of Manhattan’s Financial District, two blocks from the New York Stock Exchange. The two firms have come together on the 44th floor of 140 Broadway where Shields & Company has been since 1997.
The space houses 40 brokers, analysts and support staff as well as Wellington Shields Capital Management, the WSC Trading Desk, and the Herbst Group management team. The Controllers Department and Information Technology Department are also located at 140 Broadway as well as our Chief Compliance Officer and his staff. Two blocks away our NYSE team is based on the floor of the Stock Exchange with access to all NYSE products including NYSE ARCA and its ETF’s. They are also equipped to deal directly with institutional accounts from the floor.
Wellington Shields & Co. LLC
140 Broadway New York, NY 10005