Invested in You.
Committed to Your Success.
At Wellington Shields, we grow and protect your wealth with tailored strategies and innovative technology to help you achieve your goals.
What We Do
It starts with a conversation. We listen, then develop a strategy personalized to you, your business and your family—balancing your goals and the legacy you want to leave.
Our SolutionsWhy Choose Wellington Shields
Committed to You
Comprehensive wealth management for your unique needs, customized to reflect your goals for today and your dreams for tomorrow.
True Independence
We are an over 90% employee-owned firm that invests alongside our clients. Our shared interest drives our decisions.
Invested in Innovation
From our partnership with BNY Pershing to 24/7 access, a mobile app, and tools like eMoney and Black Diamond, we deliver smarter service and insight.
From a Tradition of Trust to a Future of Opportunity
A Presence on Wall Street For More Than a Century
Since our founding in 1925, we have built a legacy of credibility with our clients, preserving capital and maximizing opportunities through ever-changing markets.
Explore Our Historyof trusted wealth management
Insights
Our clients know from experience that they can trust our ideas, insights and analysis.
Equities Perspective
Bad Up Days, Good Down Days…
DJIA: 50,286 Bad up days, good down days… miss the time when most days most stocks went up. We whined last time about the bad up days — those days up in the averages, […]
Dudack Research Group
US Strategy Weekly: Economic Fury
The S&P 500 had its first three-day decline since March 30, and in our view, this pullback was long overdue. There is no denying that the current advance has been remarkable. Yet even as the […]
Equities Perspective
Those Bad Up Days, Bad… But Oh So Enticing
DJIA: 50,064 Those bad up days, bad… but oh so enticing. A bad up day is when the averages are up, but most stocks are not. Participation is the key to a healthy market, and […]
Stock markets are volatile and can decline significantly in response to adverse issuer, political, regulatory, market, or economic developments. In general the bond market is volatile, and fixed income securities carry interest rate risk. (As interest rates rise, bond prices usually fall, and vice versa. This effect is usually more pronounced for longer-term securities.) Fixed income securities also carry inflation risk, liquidity risk, call risk and credit and default risks for both issuers and counterparties. Options carry a high level of risk and are not suitable for all investors. With long options, investors may lose 100% of funds invested. Covered calls provide downside protection only to the extent of the premium received and limit upside potential to the strike price plus premium received. Please read the options disclosure document titled Characteristics and Risks of Standardized Options before considering any option transaction. Suitability for clients to specific services or products may depend upon the individual’s investment objectives, risk tolerance, time horizon and liquidity needs. Certain services may not be suitable for all investors. When considering a certain service or product, investors are encouraged to inquire about all respective fees, expenses, limitations or restrictions.