New Address as of 10/4/24 — 60 Broad Street, 39th Floor, New York, NY 10004

Welcome

Invested in You.
Committed to Your Success.

At Wellington Shields, we grow and protect your wealth with tailored strategies and innovative technology to help you achieve your goals.

What We Do

It starts with a conversation. We listen, then develop a strategy personalized to you, your business and your family—balancing your goals and the legacy you want to leave.

Our Solutions

Why Choose Wellington Shields

Bookshelf with framed photos and rows of books on display
Committed to You

Comprehensive wealth management for your unique needs, customized to reflect your goals for today and your dreams for tomorrow.

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True Independence

We are an over 90% employee-owned firm that invests alongside our clients. Our shared interest drives our decisions.

Telescope overlooking harbor
Invested in Innovation

From our partnership with BNY Pershing to 24/7 access, a mobile app, and tools like eMoney and Black Diamond, we deliver smarter service and insight.

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From a Tradition of Trust to a Future of Opportunity

A Presence on Wall Street For More Than a Century

Since our founding in 1925, we have built a legacy of credibility with our clients, preserving capital and maximizing opportunities through ever-changing markets.

Explore Our History
100 years

of trusted wealth management

Insights

Our clients know from experience that they can trust our ideas, insights and analysis.

Equities Perspective

The Market is Like the Mets… You Gotta Believe

04/02/2026

The market is like the Mets… you gotta believe. And they do! The first hint that peace is at hand, and they’re up and running. Up openings haven’t proven fruitful up until now, but Tuesday […]

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Dudack Research Group

US Strategy Weekly: Echoes of April 2025

04/01/2026

US equities had an impressive rally on the last day of the quarter, with the Dow Jones Industrial Average jumping 1125 points, boosted by reports that President Trump may be willing to end the military […]

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Quarterly Market Strategy Report

Middle East Turmoil

04/01/2026

Exactly a year ago this quarterly report was analyzing the problems related to the administration’s newly announced tariff policy and the risk this posed to the equity market. We argued against the consensus view that […]

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Stock markets are volatile and can decline significantly in response to adverse issuer, political, regulatory, market, or economic developments. In general the bond market is volatile, and fixed income securities carry interest rate risk. (As interest rates rise, bond prices usually fall, and vice versa. This effect is usually more pronounced for longer-term securities.) Fixed income securities also carry inflation risk, liquidity risk, call risk and credit and default risks for both issuers and counterparties. Options carry a high level of risk and are not suitable for all investors. With long options, investors may lose 100% of funds invested. Covered calls provide downside protection only to the extent of the premium received and limit upside potential to the strike price plus premium received. Please read the options disclosure document titled Characteristics and Risks of Standardized Options before considering any option transaction. Suitability for clients to specific services or products may depend upon the individual’s investment objectives, risk tolerance, time horizon and liquidity needs. Certain services may not be suitable for all investors. When considering a certain service or product, investors are encouraged to inquire about all respective fees, expenses, limitations or restrictions.